SEC filings / CIK 1015780
E TRADE FINANCIAL CORP
Savings institution, federally chartered, VA. 9 10-K filer-years in this dataset, the most recent for FY2019, filed Feb 19, 2020. Every figure below is as filed by the company and untouched: FinObservatory has not restated, rescaled or corrected anything, and a blank is a fact the filing does not tag, not a zero.
This is the SEC holding company, identified by its Central Index Key. It is not the insured bank subsidiary that appears in /banks and /deposits, which are FDIC call-report entities on a different consolidation. Nothing here should be compared line for line with those.
Held-to-maturity gap against reported equity
The fair value of the held-to-maturity book minus its carrying amount, divided by the stockholders’ equity the same filing reports. Years marked n/a are years in which the filing does not tag one of the three.
The gap is computable for 9 of this company’s 9 filings.
Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: consolidated USD balance-sheet instants at each filing's own period end, from this company's 10-K submissions with prevrpt = 0. Methodology
Filing history, as filed
| FY | Filed | Assets | Deposits | Equity | AOCI | HTM carrying | HTM fair value | Gap, % of equity | Custom facts |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | Feb 19, 2020 | $61.42bn | $38.61bn | $6.54bn | -$28.0m | $21.97bn | $22.25bn | +4.2% | 3.8% |
| 2017 | Feb 21, 2018 | $63.37bn | $42.74bn | $6.93bn | -$26.0m | $23.84bn | $23.72bn | -1.7% | 8.6% |
| 2016 | Feb 22, 2017 | $49.00bn | $31.68bn | $6.27bn | -$137.0m | $15.75bn | $15.72bn | -0.6% | 9.0% |
| 2015 | Feb 24, 2016 | $45.43bn | $29.45bn | $5.80bn | -$99.0m | $13.01bn | $13.12bn | +1.9% | 11.5% |
| 2014 | Feb 24, 2015 | $45.53bn | $24.89bn | $5.38bn | -$249.0m | $12.25bn | $12.48bn | +4.2% | 14.0% |
| 2013 | Feb 25, 2014 | $46.28bn | $25.97bn | $4.86bn | -$453.4m | $10.18bn | $10.09bn | -1.8% | 17.6% |
| 2012 | Feb 26, 2013 | $47.39bn | $28.39bn | $4.90bn | -$309.9m | $9.54bn | $9.91bn | +7.6% | 18.1% |
| 2011 | Feb 23, 2012 | $47.94bn | $26.46bn | $4.93bn | -$386.6m | $6.08bn | $6.28bn | +4.1% | 19.6% |
| 2010 | Feb 22, 2011 | $46.37bn | $25.24bn | $4.05bn | -$438.6m | $2.46bn | $2.42bn | -1.0% | 27.1% |
ext marks a carrying amount tagged with a company-invented element. p marks FY2025, which the dataset’s filing window (closing Mar 31, 2026) leaves incomplete across filers. “Custom facts” is the share of that filing’s consolidated facts carrying a company-invented tag, in any unit.
Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: this company's 10-K submissions with prevrpt = 0, one per fiscal year by latest filed date; consolidated USD instants at each filing's period end. Dollar columns are raw US dollars. Methodology
What this page cannot tell you
- A blank in the held-to-maturity columns means the filing does not tag that fact on the consolidated face. It does not mean the company holds no held-to-maturity securities, and this dataset cannot distinguish the two.
- A held-to-maturity gap is not a realised loss. Held to maturity, the securities pay par. The gap measures how far the reported equity sits from a mark-to-market equity, which becomes a solvency question only if the book must be sold.
- AOCI is not the held-to-maturity mark. It bundles available-for-sale marks, hedge marks, pension and translation, net of tax. Do not add the two columns.
- Every value is as filed. A scale error, sign error or mis-tag by the company is reproduced here exactly as the company made it.
Pages exist for the 650 bank and thrift holding companies with at least one 10-K from FY2015 onward, out of 900 with a 10-K anywhere in the dataset.