SEC filings / CIK 1051741
FIRST NIAGARA FINANCIAL GROUP INC
National commercial banks, NY. 6 10-K filer-years in this dataset, the most recent for FY2015, filed Feb 10, 2016. Every figure below is as filed by the company and untouched: FinObservatory has not restated, rescaled or corrected anything, and a blank is a fact the filing does not tag, not a zero.
This is the SEC holding company, identified by its Central Index Key. It is not the insured bank subsidiary that appears in /banks and /deposits, which are FDIC call-report entities on a different consolidation. Nothing here should be compared line for line with those.
Held-to-maturity gap against reported equity
The fair value of the held-to-maturity book minus its carrying amount, divided by the stockholders’ equity the same filing reports. Years marked n/a are years in which the filing does not tag one of the three.
The gap is computable for 6 of this company’s 6 filings.
Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: consolidated USD balance-sheet instants at each filing's own period end, from this company's 10-K submissions with prevrpt = 0. Methodology
Filing history, as filed
| FY | Filed | Assets | Deposits | Equity | AOCI | HTM carrying | HTM fair value | Gap, % of equity | Custom facts |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | Feb 10, 2016 | $39.92bn | $28.70bn | $4.13bn | -$48.0m | $6.39bn | $6.38bn | -0.2% | 16.8% |
| 2014 | Mar 17, 2015 | $38.55bn | $27.78bn | $4.09bn | $9.0m | $5.94bn | $5.96bn | +0.5% | 17.9% |
| 2013 | Feb 25, 2014 | $37.63bn | $26.66bn | $4.99bn | $62.0m | $4.04bn | $3.99bn | -1.1% | 17.6% |
| 2012 | Feb 25, 2013 | $36.81bn | $27.68bn | $4.93bn | $157.3m | $1.30bn | $1.37bn | +1.5% | 16.3% |
| 2011 | Feb 28, 2012 | $32.81bn | $19.41bn | $4.80bn | $67.8m | $2.67bn | $2.75bn | +1.7% | 15.5% |
| 2010 | Mar 1, 2011 | $21.08bn | $13.15bn | $2.77bn | $57.9m | $1.03bn | $1.04bn | +0.7% | 17.2% |
ext marks a carrying amount tagged with a company-invented element. p marks FY2025, which the dataset’s filing window (closing Mar 31, 2026) leaves incomplete across filers. “Custom facts” is the share of that filing’s consolidated facts carrying a company-invented tag, in any unit.
Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: this company's 10-K submissions with prevrpt = 0, one per fiscal year by latest filed date; consolidated USD instants at each filing's period end. Dollar columns are raw US dollars. Methodology
What this page cannot tell you
- A blank in the held-to-maturity columns means the filing does not tag that fact on the consolidated face. It does not mean the company holds no held-to-maturity securities, and this dataset cannot distinguish the two.
- A held-to-maturity gap is not a realised loss. Held to maturity, the securities pay par. The gap measures how far the reported equity sits from a mark-to-market equity, which becomes a solvency question only if the book must be sold.
- AOCI is not the held-to-maturity mark. It bundles available-for-sale marks, hedge marks, pension and translation, net of tax. Do not add the two columns.
- Every value is as filed. A scale error, sign error or mis-tag by the company is reproduced here exactly as the company made it.
Pages exist for the 650 bank and thrift holding companies with at least one 10-K from FY2015 onward, out of 900 with a 10-K anywhere in the dataset.