SEC filings / CIK 1070154
STERLING BANCORP
National commercial banks, NY. 10 10-K filer-years in this dataset, the most recent for FY2020, filed Feb 26, 2021. Every figure below is as filed by the company and untouched: FinObservatory has not restated, rescaled or corrected anything, and a blank is a fact the filing does not tag, not a zero.
This is the SEC holding company, identified by its Central Index Key. It is not the insured bank subsidiary that appears in /banks and /deposits, which are FDIC call-report entities on a different consolidation. Nothing here should be compared line for line with those.
Held-to-maturity gap against reported equity
The fair value of the held-to-maturity book minus its carrying amount, divided by the stockholders’ equity the same filing reports. Years marked n/a are years in which the filing does not tag one of the three.
The gap is computable for 9 of this company’s 10 filings.
Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: consolidated USD balance-sheet instants at each filing's own period end, from this company's 10-K submissions with prevrpt = 0. Methodology
Filing history, as filed
| FY | Filed | Assets | Deposits | Equity | AOCI | HTM carrying | HTM fair value | Gap, % of equity | Custom facts |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | Feb 26, 2021 | $29.82bn | $23.12bn | $4.59bn | $84.8m | n/a | $1.87bn | n/a | 10.7% |
| 2019 | Feb 28, 2020 | $30.59bn | $22.42bn | $4.53bn | $40.2m | $1.98bn | $2.05bn | +1.6% | 12.4% |
| 2018 | Mar 1, 2019 | $31.38bn | $21.21bn | $4.43bn | -$65.9m | $2.80bn | $2.74bn | -1.3% | 12.9% |
| 2017 | Mar 1, 2018 | $30.36bn | $20.54bn | $4.24bn | -$26.2m | $2.86bn | $2.86bn | +0.0% | 12.9% |
| 2016 | Feb 27, 2017 | $14.18bn | $10.07bn | $1.86bn | -$26.6m | $1.39bn | $1.36bn | -1.8% | 14.7% |
| 2015 | Feb 29, 2016 | $11.96bn | $8.58bn | $1.67bn | -$12.1m | $722.8m | $734.1m | +0.7% | 15.1% |
| 2014 | Nov 28, 2014 | $7.34bn | $5.30bn | $961.1m | -$11.5m | $579.1m | $587.8m | +0.9% | 11.3% |
| 2013 | Dec 9, 2013 | $4.05bn | $2.96bn | $482.9m | -$15.3m | $254.0m | $250.9m | -0.6% | 4.1% |
| 2012 | Dec 14, 2012 | $4.02bn | $3.11bn | $491.1m | $6.9m | $142.4m | $146.3m | +0.8% | 7.3% |
| 2011 | Dec 13, 2011 | $3.14bn | $2.30bn | $431.1m | $5.1m | $110.0m | $111.3m | +0.3% | 6.6% |
ext marks a carrying amount tagged with a company-invented element. p marks FY2025, which the dataset’s filing window (closing Mar 31, 2026) leaves incomplete across filers. “Custom facts” is the share of that filing’s consolidated facts carrying a company-invented tag, in any unit.
Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: this company's 10-K submissions with prevrpt = 0, one per fiscal year by latest filed date; consolidated USD instants at each filing's period end. Dollar columns are raw US dollars. Methodology
What this page cannot tell you
- A blank in the held-to-maturity columns means the filing does not tag that fact on the consolidated face. It does not mean the company holds no held-to-maturity securities, and this dataset cannot distinguish the two.
- A held-to-maturity gap is not a realised loss. Held to maturity, the securities pay par. The gap measures how far the reported equity sits from a mark-to-market equity, which becomes a solvency question only if the book must be sold.
- AOCI is not the held-to-maturity mark. It bundles available-for-sale marks, hedge marks, pension and translation, net of tax. Do not add the two columns.
- Every value is as filed. A scale error, sign error or mis-tag by the company is reproduced here exactly as the company made it.
Pages exist for the 650 bank and thrift holding companies with at least one 10-K from FY2015 onward, out of 900 with a 10-K anywhere in the dataset.