FinObservatory

SEC filings / CIK 910322

ASTORIA FINANCIAL CORP

Savings institution, federally chartered, NY. 7 10-K filer-years in this dataset, the most recent for FY2016, filed Feb 28, 2017. Every figure below is as filed by the company and untouched: FinObservatory has not restated, rescaled or corrected anything, and a blank is a fact the filing does not tag, not a zero.

This is the SEC holding company, identified by its Central Index Key. It is not the insured bank subsidiary that appears in /banks and /deposits, which are FDIC call-report entities on a different consolidation. Nothing here should be compared line for line with those.

Held-to-maturity gap against reported equity

The fair value of the held-to-maturity book minus its carrying amount, divided by the stockholders’ equity the same filing reports. Years marked n/a are years in which the filing does not tag one of the three.

-4-2024FY2010: HTM fair value less carrying amount, +3.1% of reported stockholders’ equityFY2011: HTM fair value less carrying amount, +3.7% of reported stockholders’ equityFY2012: HTM fair value less carrying amount, +1.9% of reported stockholders’ equityFY2013: HTM fair value less carrying amount, -2.5% of reported stockholders’ equityFY2014: HTM fair value less carrying amount, -0.2% of reported stockholders’ equityFY2015: HTM fair value less carrying amount, -0.6% of reported stockholders’ equityFY2016: HTM fair value less carrying amount, -2.9% of reported stockholders’ equity10111213141516Fiscal year of the 10-K% of reported stockholders’ equity

The gap is computable for 7 of this company’s 7 filings.

Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: consolidated USD balance-sheet instants at each filing's own period end, from this company's 10-K submissions with prevrpt = 0. Methodology

Filing history, as filed

FYFiledAssetsDepositsEquityAOCIHTM carryingHTM fair valueGap, % of equityCustom facts
2016Feb 28, 2017$14.56bn$8.88bn$1.71bn-$56.9m$2.74bn$2.69bn-2.9%6.8%
2015Feb 29, 2016$15.08bn$9.11bn$1.66bn-$58.6m$2.30bn$2.29bn-0.6%8.2%
2014Feb 27, 2015$15.64bn$9.50bn$1.58bn-$66.0m$2.13bn$2.13bn-0.2%9.3%
2013Feb 27, 2014$15.79bn$9.86bn$1.52bn-$38.3m$1.85bn$1.81bn-2.5%10.3%
2012Feb 27, 2013$16.50bn$10.44bn$1.29bn-$73.1m$1.70bn$1.73bn+1.9%10.2%
2011Feb 28, 2012$17.02bn$11.25bn$1.25bn-$75.7m$2.13bn$2.18bn+3.7%10.2%
2010Feb 25, 2011$18.09bn$11.60bn$1.24bn-$42.2m$2.00bn$2.04bn+3.1%9.2%

ext marks a carrying amount tagged with a company-invented element. p marks FY2025, which the dataset’s filing window (closing Mar 31, 2026) leaves incomplete across filers. “Custom facts” is the share of that filing’s consolidated facts carrying a company-invented tag, in any unit.

Source: SEC Financial Statement Data Sets, US Securities and Exchange Commission, Division of Economic and Risk Analysis. Facts as filed: uncleaned, unrestated, not audited by FinObservatory. Selection: this company's 10-K submissions with prevrpt = 0, one per fiscal year by latest filed date; consolidated USD instants at each filing's period end. Dollar columns are raw US dollars. Methodology

What this page cannot tell you

  • A blank in the held-to-maturity columns means the filing does not tag that fact on the consolidated face. It does not mean the company holds no held-to-maturity securities, and this dataset cannot distinguish the two.
  • A held-to-maturity gap is not a realised loss. Held to maturity, the securities pay par. The gap measures how far the reported equity sits from a mark-to-market equity, which becomes a solvency question only if the book must be sold.
  • AOCI is not the held-to-maturity mark. It bundles available-for-sale marks, hedge marks, pension and translation, net of tax. Do not add the two columns.
  • Every value is as filed. A scale error, sign error or mis-tag by the company is reproduced here exactly as the company made it.

Pages exist for the 650 bank and thrift holding companies with at least one 10-K from FY2015 onward, out of 900 with a 10-K anywhere in the dataset.