Skip to content
FinObservatory

US bank holding companies / RSSD 1246216

FRANKLIN RESRC

FRANKLIN RESOURCES, INC. | CUSIP issuer 354613

53 FR Y-9C filings, Q2 2001 through Q2 2014 (report dates Jun 30, 2001 to Jun 30, 2014). Consolidated assets peak at $16.56B at Q2 2014. At its last filing the balance sheet is $16.56B of assets against $4.46B of liabilities and $11.28B of equity capital, which ranks 73 of 1,143 filers at Q2 2014 and is 0.09% of everything they consolidate. The panel runs to Q1 2021, so this entity stopped filing before the source ends. The panel records the stop and does not explain it: a merger, a charter change and a fall below the reporting threshold all look identical here.

$16.56B
consolidated assets
Q2 2014
68.09%
equity capital / assets
excludes minority interests
52.35%
Tier 1 / assets
Q2 2014
1.5x
assets / equity capital
book leverage

At Q2 2014 this filer’s assets minus liabilities minus equity capital leave $826.4M unaccounted for. That is not an error in the data: TOTAL_EQUITY_CAPITAL on the FR Y-9C is common and preferred equity and excludes noncontrolling (minority) interests in consolidated subsidiaries. Book debt on this page is therefore the reported liabilities column, never assets minus equity.

Consolidated balance sheet

Assets and liabilities as filed, every quarter this entity reported. Thousands of US dollars, nominal.

$0$5B$10B$15B$20B2002200320042005200620072008200920102011201220132014Q1 2006total assetstotal liabilities

Source: Federal Reserve, FR Y-9C Consolidated Financial Statements for Holding Companies TOTAL_ASSETS_THOUSANDS_USD and TOTAL_LIABILITIES_THOUSANDS_USD for RSSD 1246216. Where the rule is drawn, it marks Q1 2006. Methodology

Capital ratios

Equity capital over assets, and Tier 1 over assets. Tier 1 is reported in 53 of this entity’s 53 filings; quarters where it is not reported are left out of the line rather than plotted as zero.

20%40%60%80%100%2002200320042005200620072008200920102011201220132014equity capital / assetsTier 1 / assets

Source: Federal Reserve, FR Y-9C Consolidated Financial Statements for Holding Companies Both ratios use reported values only; a null Tier 1 means the form did not collect it, not that capital was zero. Methodology

Every filing

QuarterAssetsLiabilitiesEquity capitalTier 1Assets / equity
Q2 2001$5.90B$1.96B$3.94B$1.82B1.5x
Q3 2001$6.08B$2.10B$3.98B$1.96B1.5x
Q4 2001$6.01B$1.91B$4.09B$2.06B1.5x
Q1 2002$6.41B$2.19B$4.21B$2.17B1.5x
Q2 2002$6.36B$2.04B$4.32B$2.28B1.5x
Q3 2002$6.35B$2.07B$4.27B$2.17B1.5x
Q4 2002$6.44B$2.07B$4.36B$2.26B1.5x
Q1 2003$6.53B$2.14B$4.37B$2.24B1.5x
Q2 2003$6.90B$2.53B$4.36B$2.20B1.6x
Q3 2003$6.97B$2.64B$4.31B$2.12B1.6x
Q4 2003$7.42B$2.76B$4.60B$2.35B1.6x
Q1 2004$7.85B$2.99B$4.80B$2.80B1.6x
Q2 2004$8.08B$3.10B$4.91B$2.93B1.6x
Q3 2004$8.22B$3.03B$5.12B$3.14B1.6x
Q4 2004$8.45B$3.02B$5.34B$3.36B1.6x
Q1 2005$8.70B$3.55B$5.06B$3.09B1.7x
Q2 2005$8.55B$3.16B$5.30B$3.34B1.6x
Q3 2005$8.90B$3.14B$5.68B$3.70B1.6x
Q4 2005$8.89B$2.52B$6.29B$4.25B1.4x
Q1 2006$9.17B$2.53B$6.54B$4.56B1.4x
Q2 2006$8.98B$2.56B$6.31B$4.36B1.4x
Q3 2006$9.47B$2.69B$6.68B$4.71B1.4x
Q4 2006$9.68B$2.46B$7.12B$5.12B1.4x
Q1 2007$9.62B$2.48B$7.03B$5.06B1.4x
Q2 2007$9.45B$2.37B$7.01B$4.92B1.3x
Q3 2007$9.94B$2.57B$7.33B$5.21B1.4x
Q4 2007$9.63B$2.58B$7.01B$4.92B1.4x
Q1 2008$9.94B$2.91B$6.98B$4.94B1.4x
Q2 2008$9.32B$2.12B$7.16B$5.11B1.3x
Q3 2008$9.18B$2.03B$7.07B$5.11B1.3x
Q4 2008$8.96B$1.87B$7.04B$5.09B1.3x
Q1 2009$8.79B$1.71B$7.05B$5.01B1.2x
Q2 2009$9.19B$1.76B$7.34B$5.32B1.3x
Q3 2009$9.43B$1.73B$7.63B$5.50B1.2x
Q4 2009$9.15B$1.98B$7.14B$5.00B1.3x
Q1 2010$9.44B$2.03B$7.38B$5.17B1.3x
Q2 2010$10.33B$2.87B$7.43B$5.21B1.4x
Q3 2010$10.61B$2.86B$7.73B$5.46B1.4x
Q4 2010$12.29B$4.14B$8.04B$5.76B1.5x
Q1 2011$12.72B$4.27B$8.33B$6.01B1.5x
Q2 2011$13.04B$4.24B$8.63B$6.29B1.5x
Q3 2011$13.67B$4.55B$8.51B$6.14B1.6x
Q4 2011$13.30B$4.34B$8.23B$5.82B1.6x
Q1 2012$13.56B$4.19B$8.66B$6.27B1.6x
Q2 2012$13.54B$4.20B$8.72B$6.34B1.6x
Q3 2012$14.66B$4.87B$9.17B$6.79B1.6x
Q4 2012$14.26B$4.66B$8.93B$6.30B1.6x
Q1 2013$14.71B$4.55B$9.41B$6.80B1.6x
Q2 2013$15.21B$4.69B$9.78B$7.18B1.6x
Q3 2013$15.28B$4.47B$10.06B$7.45B1.5x
Q4 2013$15.79B$4.55B$10.49B$7.90B1.5x
Q1 2014$16.02B$4.38B$10.85B$8.26B1.5x
Q2 2014$16.56B$4.46B$11.28B$8.67B1.5x

Source: Federal Reserve, FR Y-9C Consolidated Financial Statements for Holding Companies All 53 filings for RSSD 1246216, as reported. Assets / equity is n/a where equity capital is not positive. Methodology

This page cannot show the bank inside this holding company; see methodology. For FDIC-insured banks on their own terms, use /banks.