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FinObservatory

US bank holding companies / RSSD 3853449

PRINCIPAL FNCL GRP

PRINCIPAL FINANCIAL GROUP, INC. | CUSIP issuer 74251V

7 FR Y-9C filings, Q1 2012 through Q3 2013 (report dates Mar 31, 2012 to Sep 30, 2013). Consolidated assets peak at $201.69B at Q3 2013. At its last filing the balance sheet is $201.69B of assets against $192.08B of liabilities and $9.28B of equity capital, which ranks 16 of 1,159 filers at Q3 2013 and is 1.10% of everything they consolidate. The panel runs to Q1 2021, so this entity stopped filing before the source ends. The panel records the stop and does not explain it: a merger, a charter change and a fall below the reporting threshold all look identical here.

$201.69B
consolidated assets
Q3 2013
4.60%
equity capital / assets
excludes minority interests
n/a
Tier 1 / assets
not reported
21.7x
assets / equity capital
book leverage

At Q3 2013 this filer’s assets minus liabilities minus equity capital leave $329.4M unaccounted for. That is not an error in the data: TOTAL_EQUITY_CAPITAL on the FR Y-9C is common and preferred equity and excludes noncontrolling (minority) interests in consolidated subsidiaries. Book debt on this page is therefore the reported liabilities column, never assets minus equity.

Consolidated balance sheet

Assets and liabilities as filed, every quarter this entity reported. Thousands of US dollars, nominal.

$0$100B$200B$300B20122013total assetstotal liabilities

Source: Federal Reserve, FR Y-9C Consolidated Financial Statements for Holding Companies TOTAL_ASSETS_THOUSANDS_USD and TOTAL_LIABILITIES_THOUSANDS_USD for RSSD 3853449. Where the rule is drawn, it marks Q1 2006. Methodology

Capital ratios

Equity capital over assets, and Tier 1 over assets. Tier 1 is reported in 0 of this entity’s 7 filings; quarters where it is not reported are left out of the line rather than plotted as zero.

5%5%5%6%6%20122013

Source: Federal Reserve, FR Y-9C Consolidated Financial Statements for Holding Companies Both ratios use reported values only; a null Tier 1 means the form did not collect it, not that capital was zero. Methodology

Every filing

QuarterAssetsLiabilitiesEquity capitalTier 1Assets / equity
Q1 2012$153.74B$143.99B$9.36Bn/a16.4x
Q2 2012$152.05B$142.56B$9.42Bn/a16.1x
Q3 2012$159.19B$149.29B$9.83Bn/a16.2x
Q4 2012$161.93B$152.09B$9.75Bn/a16.6x
Q1 2013$200.76B$190.88B$9.72Bn/a20.6x
Q2 2013$196.51B$187.05B$9.30Bn/a21.1x
Q3 2013$201.69B$192.08B$9.28Bn/a21.7x

Source: Federal Reserve, FR Y-9C Consolidated Financial Statements for Holding Companies All 7 filings for RSSD 3853449, as reported. Assets / equity is n/a where equity capital is not positive. Methodology

This page cannot show the bank inside this holding company; see methodology. For FDIC-insured banks on their own terms, use /banks.